unauthorised investment advisory

SEBI has cautioned the public about the rise of securities market fraud on social media platforms, where fraudsters use fake testimonials and promise guaranteed returns. The regulator advises caution and verification of social media accounts claiming to represent registered entities. SEBI has also introduced a '1600' phone number series to help investors identify legitimate service calls from registered entities.

New Delhi, Apr 2 () Markets regulator Sebi today imposed a fine of Rs 40 lakh on Equitypandit Financial Services for carrying out unauthorised investment advisory services.

New Delhi, May 27 () Markets regulator Sebi has barred one Anirudh Sethi from acting as an investment advisor and research analyst after finding him guilty of providing unauthorised services to investors.

New Delhi, May 3 () Markets regulator Sebi today slapped Rs 12 lakh fine on Best Stock Solutions for providing unauthorised investment advisory services to investors.

Coming down hard on fraudulent investment advisers, regulator Sebi on Friday proposed to ban unauthorised trading tips through SMSes, WhatsApp, Twitter, Facebook and other social media platforms, as also games, competitions and leagues relating to securities market.

Capital markets regulator Sebi on Tuesday slapped penalties totalling Rs 25 lakh on five entities for indulging in non-genuine trades in the illiquid stock options segment on BSE. The regulator imposed a fine of Rs 5 lakh each on Chitrabai Vasantrao Nikam, Damayanti Jhunjhunwala, Nemichand Kasturchand Jain, Naresh Kumar Agarwal and Chandra Lakshmi Safety Glass Ltd (CLSG).

India's market regulator, SEBI, issued a warning to investors about unauthorized entities offering virtual trading services and fantasy games based on stock prices. These platforms violate SEBI's regulations and pose a risk to investors, as they are not registered. SEBI urged the public to invest and trade only through authorized intermediaries to avoid potential losses.

India's market regulator, Sebi, issued a warning to investors on Monday about unauthorized entities using platforms and apps to lure investors into potentially risky schemes. These platforms offer services like virtual trading and fantasy games based on stock prices, violating Sebi's regulations. Sebi emphasized that investors should only engage with registered intermediaries to avoid potential losses.

Capital markets regulator Sebi on Tuesday barred Profit Redefine Financial Solution and its proprietor Sanjay Yadav from acting as investment advisors for providing unauthorised trading tips and stock recommendation to investors.

New Delhi, Jul 19 () Markets regulator Sebi has asked Singhania Media Solution to return the money received from clients as fees in respect of its unregistered investment advisory activities.

Capital market regulator Sebi today barred Saket Jalan and his proprietary firm Orange Financials from acting as investment advisers after finding them guilty of providing unauthorised investment tips to investors.

New Delhi, Apr 18 () In a clampdown on unregistered investment advice, Sebi today barred GoCapital and its proprietor Ankitkumar Shashikant Singhania from the securities market for at least four years, while asking them to refund the fees collected from investors.

BSE and NSE caution against fake videos showing their MDs giving stock advice on social media. Investors urged to avoid deceptive recommendations. BSE and NSE take steps against misrepresentation.

Markets regulator Sebi today asked MMF Solutions and its proprietor Priyansh Patodi to refund over Rs 64 lakh collected from clients through unregistered investment advisory as well as research analyst services.

New Delhi, Feb 15 () Markets regulator Sebi today asked MMF Solutions and its proprietor Priyansh Patodi to refund over Rs 64 lakh collected from clients through unregistered investment advisory as well as research analyst services.